Compliance and the Management of Compliance Risk培训

课程编码

mancomprisk

课程时长

21 小时 通常来说是3天,包括中间休息。

课程概览

Audiance

所有需要具备合规性和风险Management知识的员工

课程形式

结合:

  • 促进讨论
  • 幻灯片演示文稿
  • 实例探究
  • 例子

课程目标

在本课程结束时,代表们将能够:

  • 了解合规性的主要方面以及为管理与之相关的风险所做的国家和国际努力
  • 定义公司及其员工可能建立合规风险Management框架的方式
  • 详细说明合规官和洗钱报告官的角色以及如何将它们整合到业务中
  • 了解Financial Crime其他“热点” - 特别是与国际Business ,离岸中心和高净值客户有关的热点

Machine Translated

课程大纲

The basics of Compliance and the Management of Compliance Risk

  • Understanding Compliance and the Risk associated with it
    • What are important areas in 2012?
    • Who are the Compliance Officers’ and Money Laundering Reporting Officers’ Stakeholders?
    • Understanding and mitigating the risks of non-compliance

Creating and Managing a Compliance Risk Management Framework

  • Understanding a Risk-Management Approach
  • The impact on the business – positively and negatively – of creating a Risk-Management Approach

Compliance and Corporate Governance

  • What is Corporate Governance?
  • How does it interact with Compliance?
  • Who are the Stakeholders?
  • Corporate Governance principles
  • Management Committees
  • Codes and Guidelines
  • Corporate Governance and Financial Crime Prevention

Compliance Controls and Checks

  • What do the Regulators expect?
  • Creating a Compliance Monitoring Programme

Other Financial Crime considerations

  • Money Laundering and Terrorist Financing – a fresh look
  • Fraud
  • Data Protection and Information Security
    • Personal and Sensitive Information
    • Data Protection Policies
  • Bribery and Corruption
    • UK Bribery Act 2010
    • USA Foreign & Corrupt Practices Act
    • Other areas for consideration
  • Market Abuse and Insider Dealing
  • Sanctions

Financial Crime in International Business, in Offshore Centres and with High-Net-Worth Clients

  • Why do financial criminals target International Business, Offshore Centres and High-Net-
  • Worth clients?
  • What are the major risks in undertaking this business?

The Future

  • Where are today’s Compliance and its Risk Management hotspots…?

客户评论

★★★★★
★★★★★

课程分类

相关课程

促销课程

订阅促销课程

为尊重您的隐私,我公司不会把您的邮箱地址提供给任何人。您可以享有优先权和随时取消订阅的权利。

我们的客户

is growing fast!

We are looking to expand our presence in China!

As a Business Development Manager you will:

  • expand business in China
  • recruit local talent (sales, agents, trainers, consultants)
  • recruit local trainers and consultants

We offer:

  • Artificial Intelligence and Big Data systems to support your local operation
  • high-tech automation
  • continuously upgraded course catalogue and content
  • good fun in international team

If you are interested in running a high-tech, high-quality training and consulting business.

Apply now!

This site in other countries/regions