课程编码
amlctf
课程时长
14 小时 通常来说是2天,包括中间休息。
要求
None.
课程概览
听众
所有需要掌握反洗钱/反Financial Crime及其预防工作知识的高级Management人员 - 以及对其他相关和当前Financial Crime问题的认识;
课程形式
结合:
- 促进讨论
- 幻灯片演示文稿
- 实例探究
- 例子
课程目标
在本课程结束时,代表们将能够:
- 解释如何防止AML和CTF
- 了解反洗钱法和法典信托基金的主要方面,因为它们适用于其公司以及为打击它们而进行的国家和国际努力
- 确定公司及其员工应如何保护自己免受洗钱和恐怖主义融资的风险
- 详细说明公司如何成为洗钱和恐怖主义融资的目标:并解释哪些“危险信号”可能有助于他们识别,预防和报告任何(可疑或实际)犯罪活动
- 了解Financial Crime中的其他“热点”
Machine Translated
课程大纲
Anti-Money Laundering (AML) and Countering Terrorist Financing (CTF)
- Understanding Money Laundering and Terrorist Financing
- What are AML and CTF: and how do they work?
- The Criminalisation of Money Laundering and Terrorist Financing: and the types of crimes caught under the Financial Crime Prevention legislation
- The expansion of Money Laundering from drugs to corruption to terrorism
The International Community’s response to AML and CTF
- The International Community’s response to AML and CTF post-9/11
- Especially the Financial Action Task Force (FATF):
- Its membership categories (this can include a section on particular countries&rsquo membership)
- Its 40 Recommendations for AML and a further 9 Recommendations on CTF
- Its influence over domestic and international legislation
Compliance with Anti-Money Laundering Legislation
- International Legislation and legislation applicable to the country where the course is being delivered
- UK Regulations and Legislation (for comparison): principally The Proceeds of Crime Act 2002 (POCA)
Compliance Strategies
- Internal Controls, Procedures and Policies
- Cooperation with the Authorities and the Regulators
- Know Your Customer (KYC) and Identification and Verification (ID&V) Rules
- Impact on Strategy, Client Relations and Human Resources
Recognising and Reporting Suspicious Transactions
- Statutory Obligations
- Identifying suspicious transactions
- Internal and external reporting of suspicious transactions
Money Laundering Detection Techniques
- Prevention, Detection and Due Diligence
- Early-Warning Mechanisms
The Future
- Where are today’s hotspots…?
- What next for AML / CTF…?
Other Financial Crime Hotspots
- Fraud
- Information Security
- Market Abuse and Insider Dealing
- Sanctions